The ACA Group, a provider of governance, risk and compliance services for the financial services sector, announced today the launch of the market for abuse of market abuse, a holistic new solution aimed at helping UK businesses and European regulations and European regulations. their commercial activities.
Through a combination of consulting services, external support management and regulatory technology, ACA allows businesses to respond to the findings and enhance surveillance throughout the pre-trade through the post-trade life cycle.
With increasing control by regulators and investors, businesses are under pressure to demonstrate strong controls and carry out frames aligned with the regulation of market abuse (Mar), markets in financial instruments II (Mifid II) and senior executives (SM & CR). This pressure has been intensified after the recently announced FCA enforcement strategy that prioritizes market abuse, recent cases of imposing confidential information and July 2025 consultation on SM & CR reforms aimed at mining.
The new risk frame solution for ACA market abuse provides a structured framework, which incorporates surveillance, behavior and control reviews. Built by professionals with deep experience throughout the market, it reflects the true picture of market abuse risks and how they manage them effectively in all assets and trading strategies.
“What really differentiates this solution is the depth of expertise that drives it,” said Raj Somal, a partner of the ACA Group. “Our customers navigate more and more complex transactions and in jurisdiction and infrastructure environments and often without a clear, active view of market abuse. This is not just a health control, it is a dynamic program that can use businesses to enhance government and registration and registration.
The box includes:
- A privately owned Matrix Matrix Gapuse Abuse Offense against commercial activity in all assets categories.
- Reviews of surveillance systems, policies and procedures, suspicious transactions and orders, obstacles of information and related policies.
- Coverage of public and private assets, real assets, stocks (ETFS), customized baskets and algorithmic and quantitative strategies.
- Evaluation and review of surveillance technology to ensure alignment with the risk of market abuse risk profile and internal policies and processes.
- A question bank informed by the deep experience of the ACA industry and informed through ongoing customer commitments.
- Delivery of a reusable danger framework document with guidance on maintenance and updates.
The ACA market abuse framework is part of a wider range of solutions designed to help businesses not only identify the risks of market abuse but also to take action to deal with them. Through the Platform of Compliancealpha® Regulatory Technology, ACA provides comprehensive monitoring and monitoring capabilities that cover the entire trade cycle of trade, including trade and ECOMMS monitoring, interest conflicts, as well as expert networks and research networks. These tools can be combined with consulting support with external assignment of managed services and led by the professional, allowing businesses to restore findings, enhance the governance frameworks and maintain continuing compliance with evolving regulatory expectations.