SEC charges First Horizon with Reg BI violations
The Securities and Exchange Commission (SEC) today announced charges against registered broker-dealer First Horizon Advisors, Inc. for failing to maintain and enforce policies and procedures reasonably designed to achieve compliance with the Best Interests Regulation (Reg BI). The charges relate to First Horizon’s recommendations for a type of derivative security called a structured note. First […]
ICE, IPC Systems releases ICE Voice
Intercontinental Exchange, Inc. (NYSE:ICE) and IPC Systems, a provider of transactional communications solutions, today announced the launch of ICE Voice. This cloud-based audio solution is now live through ICE Chat, ICE’s instant messaging system for commodities, offering a seamless communication platform for traders and market participants worldwide. ICE Voice leverages IPC’s Connexus Unigy private cloud […]
Coinbase Introduces Advanced Trade TypeScript SDK
Coinbase introduces the Advanced Trade TypeScript SDK, a flexible sample application that allows customers to automate crypto trading strategies on Coinbase Advanced. The SDK is built on top of the Coinbase Advanced REST APIs and simplifies the development process, allowing merchants and developers to integrate advanced crypto trading functionality with ease. Coinbase Advanced empowers traders […]
Exclusive: 26 Degrees Cyprus/EMEA CEO Riana Chaili is leaving
Exclusive FNG… FNG has learned that Riana Chaili has resigned from her position as Managing Director of 26 Degrees EMEA, and as Managing Director of the company’s Cyprus office. Riana Chaili joined 26 Degrees (then known as Invast) in 2021, as was also exclusively reported here on FNG at the time, as the company began […]
LSEG presents DataScope Warehouse – FX News Group
The London Stock Exchange Group (LSEG) today announced the launch of DataScope Warehouse, a ready-to-use cloud-based enterprise data solution. DataScope Warehouse provides clients with cloud-based access to LSEG’s comprehensive fixed income and equity records. The solution supports Structured Query Language (SQL), allowing users to explore and query the Price and Reference database. It also facilitates […]
Cboe Exchange Fines Susquehanna Securities for Alleged Rule Violations
Susquehanna Securities, LLC agreed to pay a $12,000 fine for alleged violations of Cboe Exchange rules. During all relevant periods hereof and during or about December 2023, (the “Review Period”), the firm failed to report 24 trades executed on the floor within 90 seconds of execution. These acts and practices constitute violations of Exchange Rule […]
Tim Grant Heads New Crypto Broker Cor Prime
Fintech investment firm Deus X Capital has announced that it has closed the first round of equity financing as the sole investor in its new company, Cor Prime, and has committed up to $100 million in venture capital to the business. Cor Prime will offer senior and principal lending for institutional investors in the digital […]
OFX is expanding its operations in Germany to boost European growth
Australian-based foreign exchange and payments solutions provider OFX (ASX:OFX) has announced that it has expanded its operations in Germany, launching a new regional team in several key cities. The company said that this strategic initiative underlines OFX’s commitment to the European market, further strengthening its presence and commitment to provide excellent financial services to its […]
FINRA Fines Dalmore Group $375K
Dalmore Group LLC has agreed to pay a $375,000 fine as part of a settlement with the Financial Industry Regulatory Authority (FINRA). From January 2019 to December 2022, Dalmore failed to establish and maintain a system of oversight, including written oversight procedures, reasonably designed to achieve compliance with the suitability and best interest obligations in […]
Exclusive: Exness alum Kirill Getmanskiy returns to FX/CFDs as MultiBank CMO APAC
Exclusive FNG… FNG has learned that Dubai-based Retail FX and CFDs broker MultiBank has taken another step to grow its business in the Asia-Pacific region by hiring Kirill Getmanskiy as Chief Marketing Officer (CMO) for the Asia-Pacific region. The news comes just a day after we reported that MultiBank hired Equiti and INFINOX alum Sophie […]