Finra imposes a $ 500K fine on US Bancorp Investments
US Bancorp Investments, INC (USBI) has agreed to pay a fine of $ 500,000 as part of a settlement with the Financial Industry Regulatory Authority (Finra). In determining whether they will submit suspicious SARS reports, the USBI incorrectly used a $ 25,000 cash limit applicable to banks and not the $ 5,000 limit applicable to […]
FX Week in Review: Pepperstone MGMT Changes, Plus500 in Latam, RobinHood Sports Betting, Caperize Acquied
What changes to C-Suite Management (COO, CCO) only made Australia based on the online pepperstone broker? Where did the Plus500 decide to open its first office in the Latam area, as the UK/EU central CFDS broker seems to be expanding internationally? How does Robinhood “double” in the addition of sports bets to his financial transaction […]
Bitcoin tranquility before the storm? Active supply sinking leaves room for unblocking
Bitcoin’s 30 -day active supply of a decline shows a slowdown in market activity to build the next major traffic. The Bitcoin Price leads to a brief integration trend between the horizontal levels of $ 123,236 and $ 111,999. BTC’s fear and greed index decreased to 60%, indicating a feeling of greed among market participants […]
Grays scale files for XRP ETF with sec, exceeds 7%
Key points Grayscale submits S-1 for Spot XRP ETF This deposit comes after legal clarity milestone in XRP status Unites the wave of files for institutional access On August 22, Grayscale Investments, an entity whose name has significant weight on the corridors of both Wall Street and World Cryptocurrency, officially launched the process with the […]
Finra imposes a $ 650K fine on interactive brokers
Electronic negotiation The large interactive LLC brokers agreed to pay a fine of $ 650,000 as part of a settlement with the Financial Industry Regulatory Authority (Finra). Between November 2019 and December 2024, interactive brokers have failed to exercise reasonable due diligence before approved by certain customer accounts that do not manage or consulted by […]
T3 Trading Group agrees to pay a fine of $ 175k to settle with Finra
The T3 Trading Group, LLC, agreed to pay a fine of $ 175,000 as part of a settlement with the Financial Industry Regulatory Authority (Finra). From April 2020 to April 2025, T3 failed to comply with its obligation to publish quarterly reports on the management of customers in the National Market (NMS). T3 failed to […]
Austrac directs Binance Australia to appoint external auditor
Australia’s reporting and transactions Center has directed Binance Australia to appoint an external auditor due to serious concerns about the controls of funding against money laundering and CRYPO EXCHAGE’s Funding (AML/CTF). InvestbyBit Pty Ltd, Binance Global’s Australian arm, is a Austrac digital exchange provider. In volume of transactions is the largest central encryption exchange in […]
FCA cancels PaymentsMB registration as a small payment institution
The United Kingdom’s financial behavior Authority has canceled PaymentsMB Limited as a small payment institution in accordance with the 2017 Payment Service Regulations (“The PSR”). The cancellation is valid since August 22, 2025. The company failed to provide payment services within 12 months starting from the date on which its registration came into force. Specifically, […]
Nomura to start new ETFs in Japan and Taiwan
Nomura Asset Management Co., Ltd., the basic company in the Nomura Group Investment Management Department and Nomura Asset Management Taiwan Ltd. Plans have announced today to launch new ETFs on the Tokyo Stock Exchange (TSE) and the Taiwan Stock Exchange (TWSE) on September 18, 2025. This will be the first intersection of ETFs in Japan […]
The sec goes after self -proclaimed “lighting”
On August 21, 2025, the Securities and Exchange Commission (SEC) charged New Jersey Kenneth Thom with the deception of investors in relation to a bid scam that said it increased over $ 600,000 from more than fifty investors. According to SEC’s complaint, Thom, who used the Monikers “K Money” and “K $” online, was portrayed […]