Exclusive FNG… FNG has learned that experienced compliance officer Dianah Njeri Igati has joined Retail FX and CFDs broker Pepperstone, as Regional Head of Compliance (ASIC, DFSA, SCB, FSC).
Based in Melbourne, Australia, Dianah will oversee the regional AML/CFT Risk Compliance and Compliance function for Pepperstone covering the Australian Securities and Investments Commission (ASIC), the Dubai Financial Services Authority (DFSA UAE), the Securities and Exchange Commission of the Bahamas (SCB) and the Financial Services Commission (Mauritius), which provides oversight of the company’s OTC derivatives offerings in the regions of Australia, Asia Pacific, China, Vietnam, Thailand, the Middle East, of LATAM, the UAE and the Bahamas.
Dianah Njeri Igati joins Pepperstone from Scope Markets where she spent the last five years as General Counsel, Chief Compliance & MLRO for Scope Markets Kenya. He also previously worked for Equiti Group’s EGM Securities unit and the Capital Markets Authority of Kenya.